S&P 500 Records Three Consecutive Double-Digit Annual Gains Amid Elevated CAPE Levels
January 6, 2026
Finance

S&P 500 Records Three Consecutive Double-Digit Annual Gains Amid Elevated CAPE Levels

Despite strong returns driven by earnings and AI advancements, high valuation metrics call for cautious investment strategies

Summary

The S&P 500 has achieved double-digit annual returns for three consecutive years, driven by robust corporate earnings and advancements in artificial intelligence. However, the cyclically adjusted price-to-earnings (CAPE) ratio has reached levels observed only once before in over 150 years, raising questions about stock market valuations and potential risks.

Key Points

The S&P 500 has delivered three straight years of double-digit annual gains, with performance enhanced by solid earnings and AI progress.
The CAPE ratio reached about 40 in 2025, the second-highest level since 1871, indicating historically elevated market valuations.
High CAPE levels suggest expensive stock prices and typically precede periods of below-average future returns, though they do not guarantee a market crash.

In an uncommon streak, the S&P 500 has posted double-digit percentage gains in each of the last three years. In 2023, the index closed with an impressive 24.23% increase, which translates to 26.06% when dividends are reinvested. The following year, 2024, the market continued its robust performance with a 23.31% gain, or 24.88% including dividend reinvestments. Most recently, the index ended last year with roughly a 16.4% increase, amounting to approximately 18% total return when dividends were factored in.

Investors who had allocated $10,000 into an S&P 500 index fund three years ago would now be looking at a portfolio valued around $18,600, marking a significant appreciation over a relatively brief period. This strong performance has been underpinned by solid corporate earnings across sectors and the ongoing integration and advancement of artificial intelligence technologies, which have contributed to growth expectations into the near term.

However, while the recent upward momentum might suggest further gains are possible in 2026, caution is advised based on valuation metrics. One key measure that has drawn attention is the cyclically adjusted price-to-earnings ratio, commonly referred to as the CAPE ratio. This gauge measures the market’s price relative to average earnings over a ten-year period, providing a normalized view that reduces noise from short-term fluctuations.

Notably, in 2025, the CAPE ratio climbed to approximately 40, marking its second-highest reading since records began in 1871. The solitary prior instance where the CAPE reached such elevated territory was in 1999, immediately preceding the significant market downturn known as the dot-com crash around March 2000.

The elevated CAPE ratio serves as a reminder that the stock market currently carries a high valuation relative to its historic earnings power. In periods when the CAPE has been at such extremes, subsequent future returns have often been lower compared to intervals following more moderate or low CAPE values.

It is important to clarify that a high CAPE reading does not constitute a certain forecast of a market decline or crash. Rather, it functions as an indicator highlighting that the market is richly priced by historical standards. Investors are encouraged to maintain rational investment decisions, focusing on identifying and holding high-quality securities that possess the durability to weather potential periodical market volatility or corrections.

Recognizing this valuation backdrop, market participants should assess risks carefully while considering portfolio positioning. While strong corporate earnings and artificial intelligence developments provide bullish catalysts, elevated market valuations imply that future returns may be tempered or more volatile than recent years.

Risks
  • An elevated CAPE ratio signals that market valuations are historically high, which could reduce expected future returns.
  • The only other time the CAPE ratio was this high preceded the dot-com crash, highlighting potential for significant market corrections.
  • Overconfidence fueled by recent strong gains may lead investors to underestimate the risks of a valuation-driven market downturn.
Disclosure
This article presents analysis based on current market data and valuation metrics, without prediction of specific market outcomes, aiming to inform readers on investment considerations.
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